On
Self-delusion and Unimaginable Beauty: a Mathematician's Reveries from the
Margins
J.D.
Phillips
LaFollette
Lecture
Wabash
College
19
October 2007
[Intro
music: "A
Little Less Conversation ", played loudly]
Section
one: Twenty-eight.
Thank
you, all of you, but especially the LaFollette family for your generosity and your
loyalty to this College (and after today, I'm hopeful we can add: for your patience and forbearance with a
faculty that occasionally can be a challenge). It's an honor for me to be here
today to give this, the 28th Lafollette lecture. And serendipitous, too! You
see, 28 is an especially seductive number, and I, well, IÕm a professional mathematician.
Pray; attend! The proper divisors of 28—that is, the counting numbers less than it, and that divide into it
evenly,
without remainder—are 1, 2, 4, 7, and 14. Now, just to pass the time,
letÕs add them up: 1 plus 2 is 3, plus 4 more is 7, plus 7 is 14, plus 14 more
is, brace yourself, 28, the number we started with. Yeah.
Now,
you may be unimpressed by this, if you have some sort of grim personality disorder, I suppose. But just
try to find another counting number with this property. Go ahead; pick a number and give it a try. You may, for
instance, try 10.
Well, letÕs see; its proper divisors are 1, 2, and 5, and 1 + 2 + 5 = 8, which is less than 10, so 10 doesnÕt have the sexy property that itÕs
equal to the sum of its proper divisors. In fact, the sum in this case is too small; vulgar little number. Okay,
fine, letÕs try another number. How about 12? Its proper divisors, as even the div. 2 faculty can check, are 1, 2, 3, 4, and
6. But alas, the sum of these numbers—1 + 2 + 3 + 4 + 6 —is 16. So 12 doesnÕt work either. In this case, the sum is too large; corpulent little beast.
I
should point out that mathematicians gave names to these properties many
centuries ago. And unencumbered as they were by the linguistic gloom of political correctness, they
called numbers for which the sum is too small (numbers like 10), deficient. Naughty boys! With a bit more decorum, although just a bit, they called numbers for
which the sum is too large (numbers like 12) abundant. That leaves numbers, like 28, for which the sum
is just right—not
too large, not too small, like the Baby BearÕs bed in Goldilocks. And they called numbers with this hypnotic
property, perfect.
Imagine,
then, my good fortune as a mathematician in giving a perfectly numbered LaFollette lecture. And it
really is
good fortune, because, you see, perfect numbers are exquisitely rare. Remember my charge from
earlier, to try to find another perfect number? Well, if you started with 2, and then moved on to 3, and then to 4, and so on, and checked the
counting numbers, each in their turn, you would very quickly notice that 6 is a perfect number (1 + 2 + 3 =
6). YouÕd then hit a dry spell until 28. But then. . . nothing. . . until 496 (go ahead, check
it; youÕll see that itÕs perfect). And after that, well, youÕll need some
patience, because the next perfect number after 496 is 8,128. And from thence
onward, youÕll need a computer, IÕm afraid, because the next perfect number sits silently in
its unassuming position far off in the hazy distance on the number line, at 33,550,336,
just a tiny, rogue, needle lost in a vast haystack.
For
those of you who are still awake, let me point out that weÕve found the only five perfect numbers amongst the first 33 million counting numbers. As I said,
exquisitely rare, like precious gems to mathematicians. Perhaps youÕre greedy and lust for more? If so, youÕre
in luck; there are
more. HereÕs the sixth: 8,589,869,056. And the seventh: 137,438,691,328.
By the
way, are you buying all this? After all, maybe IÕm just making stuff up in the hopes
that no one is going to check me for accuracy. I know, I know; the AspergerÕs
syndrome, Goodrich Hall crew will take this as a challenge. You may spot them, now, here in the hall,
rocking back and forth, eyes closed, checking my computations. The rest of you,
though, if pressed, would reach for your calculators (and then, probably to throw at me). I say this just to note,
for dramatic effect (and a dash of mystery), that these two perfect numbers,
the sixth and the seventh, were discovered by a man named Cataldi, in 1588. That is, he didnÕt use a
calculator, at least not an electronic one.
Well,
IÕm not going to give you any more perfect numbers (please, no applause) because the next one (which, mind you, is only
the eighth perfect
number) has 19 digits, and I donÕt know the names of numbers this large (although
I suppose I could just make something up).
If we
continued this game, eventually, we would come to the largest known perfect
number, a titanic,
nameless, beast with 909,526 digits. Some of you may not be used to thinking about numbers
by counting how many digits they have, so letÕs consider a modest number like, say, 124. It has three
digits: a one, followed by a two, followed by a four; again three digits. But 124 itself is a lot larger than three. And just so with
this largest known perfect number. It has, again, 909,526 digits, but is itself staggeringly larger than 909,526 (which has a
mere six
digits). And I note, by the way, that it is larger (in fact, almost incomprehensibly larger) than even, brace
yourself, the number of particles in the physical universe (which my physicist friends
assure me is a number with something like 81 digits).
May I
ask you to stop for a moment, and just marvel over this? Our number dwarfs the sum total of all of the
particles in the physical universe, from which we can draw the easy conclusion that it
doesnÕt exist
in our universe. So how is it that we are able to know this number? A kind of scandal, if you ask me. Well, let it wash over you; revel in it.
And I
shall now immediately intrude on your revelries by playing the role IÕve been cast in
(what else can I do?) and note that here we see a crucial way in which mathematics differs sharply from the laboratory sciences.
The sciences take as their domains some part of the physical world; mathematics does not.
True enough—and, I should add, amazingly enough—mathematics is the language of the sciences. But,
remarkably—dare I say, unimaginably—it takes as its domain of inquiry one other than the domain of all sciences. How this should be so
has been an occasion of wonder for many generations of scientists and
mathematicians. IÕm now inviting you to wonder over it, too.
Other
disciplines also differ sharply from mathematics. For instance, there are
popular threads in many of the humanities and social sciences in which the primary
focus is on analysis of profoundly ugly objects and ideas: genocide, holocausts, and so
on. I recently sat through a talk devoted to an analysis of sexist, visual
images from AmericaÕs 19th Century. The speaker had a much larger scholarly agenda then mere
prurience, of course (namely, discovering, and then investigating, deep
cultural pathologies as part of the even bigger project of conquering them, a large project indeed).
But still, the investigations were centered on profoundly ugly images. There
is nothing analogous to this in mathematics. Nothing. Mathematicians pursue the beautiful, as we shall
see. Maybe we mathematicians are sheltered and privileged to not have to worry
our pretty little heads about the ugly parts of the world in our work; I donÕt
know. On the other hand, what you see every day—the natural beauty (or
not) of where you live, the paintings that hang on your wall, the music you
listen to, the objects you devote your professional life to
studying—eventually, day after day, year after unrelenting year, I think
become reflected in your own soul. IÕll have more to say about this later, too.
In preparation, then, let us take up the challenging question of the nature of mathematical objects, a
potentially powerful soporific, so I promise not to make a din.
Section
two: Mathematical Objects
One of
the more pressing mathematical problems to the ancients was to sort out the
proper ontological status of mathematical objects, a project that no doubt
seems quaint to some of you, dreary to the rest. So letÕs jump right in! WeÕll
start modestly, with something tame, say, the most basic 2-dimensional objects from
grammar school.
And
what could be tamer than a circle? We all know that a circle is the set of
those points in a plane which are equidistant from some fixed point, the
center. How do we come to this definition so easily? Because weÕve seen so many
circles, right? Nope; there arenÕt any circles (indeed there arenÕt any mathematical
objects at all)
in the physical world; remember our comparison with the sciences. But if you do want to argue with me about
this, remember that the thin little ÒboundaryÓ that we think of as the circle, is actually
thinner than that: it has no breadth, by definition; it canÕt be measured, hence,
certainly not seen. And even if youÕre especially stubborn in this regard, and
insist on trying
to measure it, I call on Professor Heisenberg to rebut: the very act of
measuring something that small changes it. That is, if youÕre unbalanced enough to try,
whatever it is that you think you measured in your pursuit of a circle, is now of a
different shape
than it was before you measured it. And by the way, any pale imitation of a
circle you find in our physical world, actually has three dimensions, so itÕs really a pale imitation of a cylinder, not a circle. The question,
then, I trust, is clear: how is it that all of us seem to know circles so
well—we all use the same definition and seem to understand them in the
same way—in spite of the fact that none of us has ever seen one? Collective self-delusion?
All
right, that didnÕt work out so well. LetÕs scuttle it and try something easier, say, the counting number two. A mere trifle, right? WeÕve
known two
since we were in diapers, for heavenÕs sake! Well, letÕs be careful. ThereÕs
still the stubborn difficulty that mathematical objects donÕt live in the material world. On the other hand, unlike
circles, many instances of two, do reside in the physical universe: two chairs, two birds, two beers (hey, IÕve been in Prague);
perhaps this will lighten our load a bit. Good, good. So why donÕt you go
ahead, then, right now, in your seats, and try to formulate a definition of ÒtwoÓ;
what is two?
[Dramatic pause.]
Not
working out? Okay, fine. How about just tackling part of the question; answer this: is
two a unity
or a plurality?
That is, is it one Òtwo-nessÓ, or is it two ones? [pause] Uh-huh. Cat got your tongue?
Just
think about that for a moment. On the one hand, the counting numbers are
probably the simplest mathematical objects; even tiny children easily develop a facility with
them. And, yet, we canÕt even say what they are.
You
know how mathematicians deal with this problem, by the way? We say, ÒPhew, this is
exhausting; weÕre not getting anywhere with this. So what say we just take them
as givens—axioms,
first principles—and not get our undies too bunched up thinking about
them anymore, okay?Ó Really, thatÕs what we do. HereÕs Kronecker: ÒGod created
the counting numbers, all the rest is the work of man.Ó Steven Hawking even has
a recent book by that name.
By the
way, if instead of asking about the nature of a particular number, you think it might be
easier to ask about ÒprocessÓ (and what could be trendier in the academy today than
asking about process, by the way), which in this case would be Òthe first moveÓ in number
theory, the move from one to two,
(i.e., learning to count) well, youÕd be wrong. In fact, this might be the most
difficult move in all of human thought. But once you have it, things get easier, because
you can always add just one more, and thence to the richness of GodÕs counting numbers,
and from there, to all of mathematics. But the first move, from unity to two,
ah, how to account
for this? A human life might be the only real unity any of us will ever know.
The move from unity to two, then, is as mysterious as the philosophical move
from solipsism to awareness of Òthe otherÓ; most of us make both of these moves
without understanding them, or even being aware weÕve made them.
Friends,
weÕve retreated from grammar school shapes back to preschool number awareness
and our understanding has grown thinner. This is not happy news! Another way to put it: a
conversation about mathematics with even a modicum of philosophical seriousness
stalls very quickly.
How,
then, to give even a quasi-serious account of more complicated mathematical objects? There is
an equation from Complex Analysis, a course you can take right here at Wabash,
that relates the six most important constants in the mathematical
universe—the first three counting numbers, 0, 1, and 2; the irrational numbers e and ¹; and the complex number i—into an elegant, little
equation that involves nothing but these numbers. It is called EulerÕs
equation, and here it is (to the Goodrich Hall Asperber crew: IÕm giving it in
the version I prefer,
so just bite your tongue if you prefer another version): e2¹i –
1 = 0. There it
is. My god,
how beautiful; one of the most beautiful objects IÕve ever encountered, in
this, or any, universe; so simple, startling, important, deep, and yet
seductively accessible. But how imperfectly understood! How to even begin talking about it? We didnÕt get
anywhere with 2,
for heavenÕs sake. e2¹i – 1 = 0? I might as well just start
making stuff up in Czech.
And EulerÕs equation, by the way, is a
standard part of the undergraduate mathematics curriculum. What about the mathematical
objects from the frontiers of research (which in some ways, ought to be a part of this talk)? How
do I tell you about my own work on, say, the nilpotency class of a Bol p-loop
with abelian inner mapping group? Or the longstanding open problem of the
triple argument hypothesis from the theory of commutative Moufang loops?
Well,
by moving on to section three, of course, on unimaginable beauty.
Section
three: Unimaginable beauty.
One
night this past summer, I sat in the backyard with my family after dinner. It
had been a hot and humid day, but it was comfortable that evening. Chimney
Swifts were buzzing overhead; hummingbirds were zipping about the garden. The
sky was ablaze with the improbable colors of the setting sun dancing on a few
thin, fleecy clouds. The boys were playing happily in the sandbox. Cathy sat
next to me, on a lawn chair, reading a book. I was working on some mathematics,
trying to sharpen a theorem IÕd proved earlier in the week. There was a mostly
empty bottle of wine on the table, and another one waiting in the kitchen, if
we needed it. Dinner was finished, but there was still some fruit on the table,
some pistachios, too. We could just barely hear the music IÕd left playing in the living
room, through the open windows. The air was heavy with the good smells of
summer—flowers from the garden, the neighbors grilling out, chlorine from
the pool next door. And sounds, too, such happy sounds—the squeals of the
boys in the sand, a squirrel barking softly up in the Walnut tree, the
neighbors laughing and splashing in their pool, the rustling wind in our birch
tree (that graceful tree that anchors our entire yard), a Gray Catbird softly
mewing in the Locust tree. A simple enough scene. I donÕt remember ever being
happier.
Cathy
had put her book down, and been looking over my shoulder at my work for some
time before I noticed her, lost in concentration as I was. ÒIt looks so
beautiful,Ó she said, almost sadly. ÒI wish you could tell me about it.Ó
And,
if youÕll indulge me, it really was beautiful. A partial solution to a long-standing,
famous open problem, an elegant proof that I was sharpening. But even the lean
curves of the exotic symbols and letters on the page, typeset so neatly, spare
black markings on clean white paper, with, to Cathy, no meaning beyond that,
like Japanese calligraphy, except maybe for my obviously happy concentration
with it. But for me, for me, it was something else entirely.
ItÕs
hard to describe beauty, especially when itÕs mathematics. Would it help to tell you what I was working on?
IÕd found an elegant proof that the smallest Moufang loop with nonnormal
commutant would have to have order at least 729 (thatÕs three to the sixth
power); assuming such a loop even exists. So no, of course it wouldnÕt help. But something
in the scene had moved her; I had to say something.
In
some ways, itÕs strange that I would have to. The desire for beauty is understood, it
doesnÕt have to be accounted for, in most settings—music, poetry, painting,
architecture, nature, a beautiful face, and so on. But itÕs less clear how mathematics participates in this kind of
beauty, because in some ways, at least, its participation is so radically
different. You look at a painting or a building or a
sunset. Even music, probably the most abstract of the arts, is firmly grounded
in the sensory world: you hear a string quartet; 1/¹ doesnÕt come up in music (or when
it does, itÕs
as a mathematical curiosity, not as part of anything we can actually hear). Poems, words, are a bit trickier. But I note
that poems are usually about—theyÕre reflections on—experiences in the
physical world.
Mathematics
is never like this. Never. As we have seen, its objects are not part of the sensory world, and
its mode of expression is an especially abstract kind of language, every bit as
tricky as the language of poetry, in some ways even more so. The beauty in mathematics,
then, is unimaginable, that is, you cannot call forth an image of it (as you can of, say, a pink
elephant); you
canÕt see or hear or smell or taste or touch mathematical objects. They are,
then, literally,
unimaginable. You can only conceive of them. By the way, learning how, or conditioning yourself to, do this is demanding; it takes
a lot of time. Very crudely: like most mathematicians, nearly all of my motivation for doing
mathematics is its beauty; but when youÕre first learning mathematics, this beauty is
anything but apparent; so why continue trying to learn it? I ask this as a
genuine question; that is, I donÕt know the answer.
To go
much further than this, we mathematicians are usually reduced to awkward
analogies and groping metaphors. I hope mine, stretched as they might be, are
at least unexpected.
Young
men play sports for a number of complex and subtle reasons that they probably
donÕt fully understand themselves, but none greater than this: thymos, a kind of spirited pursuit of
honor. Again, there are other reasons (itÕs fun, they want to be part of a
team, and so on), but thymos is the main reason. Ah, but itÕs much simpler for us old men: we watch
sport for only one reason: because its beautiful.
There
is, of course, a kind of physical beauty attendant to sport—the grandness of a
stadium, the crispness of favored formation, and so on. IÕm thinking here of
the first time I saw a game at Lambeau, my first Formula One grand prix, and so
on. But this is mere preamble, idle chatter, compared to where the deepest,
most penetrating beauty in sport lies.
In
sport, in every sport, there are rules, strong and clear rules, and penalties for violating these rules, and (excepting
NASCAR) the competitors and the fans know all of these rules before the competition begins. You
simply may not hit the receiver while the ball is in the air. You are forbidden
from exceeding the speed limit on pit road, in Formula One, at least.
And
these rules apply to the competition that unfolds within a further rigid
structure. If you do not move the ball at least 10 yards after 4 consecutive
plays, then you forfeit possession of the ball to your opponent. If you have to
drop a new engine into your car before the old one has completed two races,
then you will start the next race from the back of the grid.
Moreover,
the competition takes place in stadiums and arenas, and it uses equipment, that
adhere meticulously to open standards and conventions. A football field must be exactly 120 yards long and 53 and 1/3
yards wide. The tread width on the front tyres of a Formula One racecar may not exceed 270 mm.
And
most importantly, all who dare to compete are bound by these rules; there are no exceptions for anyone (here is the origin of our
political euphemism Òlevel playing fieldÓ), all in pursuit of a single,
transparent goal: to score more points in the allotted time than your opponent;
to be the first man to complete 73 laps.
One of
the happy, and perhaps paradoxical, payoffs for enduring all of this rigidity
is that it often gives birth to a startling creativity. Think of it this way:
when two or more especially skillful and well-matched opponents compete in the
sort of contest IÕve just described, in order to win, a special creativity must emerge. And this is, I think,
the real beauty in sport. ItÕs why grown men invest so much emotion in mere games.
Of
course, there are other reasons, too; creativity in sport is often accompanied,
hence enhanced,
by other noble virtues—sacrifice; courage; intelligence; endurance of
pain; physical prowess; or even better, much better, in fact: a great spirit
that overcomes modest physical gifts. But note, these are all in the larger
service of the struggle to win, which so often culminates in a moment of
beauty. For instance, I suppose it takes courage to dash in front of a train, but no one
cares about the idiot whoÕs unhinged enough to do this. And similarly for the
flagellant with the bum knee who jumps up and down on it in the middle of the
town square screaming in pain. Sure, he can take the pain; but he is merely an
idiot (although I suppose Kafka might call him an artist). But now take the
aging quarterback with the bum knee and two cracked ribs, pounded all day,
uniform covered in turf and blood (and that weird grease trainers slather all
over players); and now, down five points in the fourth quarter of an important
divisional game, skillfully (but just barely) hobbling out of the grasp of the
350 pound brutes half his age who want to ruin him, and somehow finding a way
to complete a desperate last second, improbable, but amazingly graceful, touchdown pass to win
the game and secure a spot in the playoffs. Well, that bit of creative magic,
informed as it was by other virtues, and unfolded as it was on a level field of
competition of the very highest caliber, that, my friends, is a thing of
genuine beauty.
Complete
freedom within the constraints of strict rules, an opportunity for something
beautiful to emerge from a moment of creativity.
Mathematics
is like this.
Hey, donÕt laugh. IÕm not comparing myself with Joe Montana, although if you
want to think of me in this way, I wonÕt try to dissuade you. But seriously,
mathematics is
like this. A few clear, but rigid rules. If you thought Bernie Ecklstone was rigid when he fined Maclaren
$100 million for stealing secrets from Ferrari, you outta try our unbreakable rules, all of them basically
variations on the single unflinching rule of logical necessity, just tarted up a bit in the
finely articulated ways that we mathematicians find amusing. But, as with
sport, within the simple but strict bounds of those rules, there is complete
freedom. In
fact, there is only freedom and creativity. True, we mathematicians donÕt have to prove
our theorems with cracked ribs (although some of us have done that). And I didnÕt get a bonus when I signed with Wabash (note
to the Board). But a lean beauty that results from the most creative of acts,
which emerge on a level playing field in a rigid, rule-bound universe, is
common to both mathematics and sport (and not many other activities, by the
way).
And
the beauty in both, at least to the insider, someone who understands the
technicalities and the subtleties, is intoxicating, even overpowering. ItÕs why
crusty old men—whose emotional palettes usually run the spectrum form
Òpass the ketchupÓ to Òwhere the $#%# is the remote?Ó (IÕm not sure why
everyoneÕs looking at Professor Warner) —are reduced to tears when Kirk Gibson, sick and badly
injured, barely able to walk, hobbles to the plate to pinch hit in the bottom
of the ninth with his team down by one run in the opening game of the 1988
World Series, takes the count to 3 and 2—against Dennis Eckersley, no
less—grimacing in agony with each swing, and now somehow masters his pain
and creates a moment of effortless beauty as his smooth-as-silk swing takes the final pitch
over the right field wall, for a walk off, game-winning homerun; his legs are
so injured they barely carry him around the bases.
But,
as with mathematics, you really do have to be an insider to appreciate this
beauty. For instance, in 1971 when Johnny Rogers uncorked his dazzling 72-yard punt return to give
Nebraska the opening lead against the revolting Oklahoma Sooners (I know that at
least Mr. Wheeler understands me, here) in the Game of the Century (a play
still widely regarded as one of the greatest plays in the history of college
football), in our small living room in Norfolk, Nebraska, my father yelled with
excitement, danced around the room in celebration, and then wept openly, so
beautiful was the play, while my mother looked up from her book and said, ÒOh,
did we score a point?Ó To my mom, it was just a bunch of brutes, posing as
college students, beating the hell out each other; but to my dad (and to me),
it was beautiful. God, it was beautiful.
There is, I think, a deep sadness that anchors our yearning for
beauty in ways that weÕre often not aware of. Or maybe we are aware of them, but
only in inchoate, even frightened, ways.
When we encounter the beautiful, itÕs hard not to notice our own
wounds and imperfections and the ugly tyrannical ambitions we harbor deep in
our own souls, in comparison with the beautiful, which is none of these things.
And so we are ashamed. The beautiful, then, seems fragile and rare compared to
the crudity and profanity of what is common, the crudity and profanity that
each of us, at least in part, is.
This is why grizzled old men cry when they watch the magic of a
skillful quarterback guiding his team to a fourth quarter, come-from-behind
victory (or when they hear the Queen of the NightÕs aria, as you all did as you
were filing in today; whyÕs everyone looking at Professor Warner again?): itÕs
a piercing awareness of the vast distance between who we are and who we wish to
be. ItÕs part of the sadness that runs through each human life. We cry for ourselves. But I hope you see,
then, that an encounter with the beautiful can be (it doesnÕt have to be, but it can be) an occasion for
opening oneself up to the possibility of self-purification. There are no
ethical laws in the beautiful, a heretical thought in some circles. But
sometimes, encountering the beautiful can make you want to be a better man or
woman. And maybe thatÕs enough.
As you
probably know, a LaFollette lecturer has guidelines to follow, namely, and I quote,
Òto address the relation of his or her academic discipline to the humanities
broadly conceived.Ó And so now IÕd like to change gears and address the
relation of mathematics to that humanity with which it is most closely allied:
psychology, specifically abnormal psychology. This may sound like frivolity, and indeed,
it may be. But you see, mathematicians offer tempting and fertile ground for
these sorts of inquiries. So on to section four:
Section
four: Mathematicians are Peculiar.
My
dear, long-suffering wife can now, after being married to one for nearly 19
years, easily
pick out the mathematicians at a party. WeÕre the badly dressed, socially inept
geeks. I myself have gone, on many occasions, the entire day with the buttons
on my shirt unaligned [here, look down on my shirt], only to learn the terrible
truth at the end of the day when my horrified, but unsurprised wife discovers
it as I walk in the door from work. I know, I know; youÕre surprised, even stunned, but itÕs true! Soy un
perdador, baby.
One of
my professors in graduate school would occasionally show up at work with shaving
cream still on
most of his face; interrupted by a mathematical thought while shaving, he
simply forgot to resume his morning grooming before heading out the door to
work.
Because
the burdens of selecting clothing for the day are very great indeed, one of the most prominent mathematicians
in my field wears the same outfit everyday, day in, day out, regardless of the
weather, regardless of the occasion—turtleneck, khakis, tweed coat, work
boots—so as to be relieved of this burden. For most of you, your response
to this is the commingling of amusement and alarm. But for me, and dare I say,
for most of the Goodrich Hall, Asperber crew, our response is, ÒDang, that
sounds like a great idea!Ó
Ladies
and gentlemen, I have seen horrors far worse than these. But my wife made me remove the
section IÕd written on, ahem, psychopathologies and planimeters.
Complementing
this, some might say compounding it, we mathematicians also have a collective sense of
humor that is so quirky it must rightly be compared to the secret languages
that develop between idiot-savant twins. My students no longer even pretend to humor me by laughing at my
math jokes.
How
can you tell when a mathematician is extroverted? He looks at your shoe instead of his own when he talks to you.
Okay,
IÕm entitled to this next one, as I grew up in rural Iowa and Nebraska. WhatÕs
trigonometry for farmers? Swine and coswine.
Yes,
exactly. You see, like Michael Jackson in his Thriller video from the early
80Õs, we mathematicians arenÕt like the other boys and girls. I have a serious point. . .
which I promise I will eventually get to, but first, whatÕs the response you
typically get when you meet someone for the first time, and you tell him or her
what you do for a living? IÕll bet itÕs something like this, ÒAh, youÕre a banker (or a
librarian, or a school principal, whatever), fine, very fine.Ó
You
know what itÕs like for us mathematicians? ÒNice to meet you, Englebert; what line of work
are you in?Ó ÒIÕm a mathematician!Ó ÒOh my God, Englebert, I hate math; IÕm terrible at it; always have been. I
almost didnÕt graduate from high school because I couldnÕt pass algebra. You math types are real
sadistic bastards.Ó
Sometimes we just get disbelieving stares. And occasionally, we even get shrieks of
horror—ÒHi, IÕm Englebert; IÕm a mathematician.Ó ÒAhhhhhhh!Ó This has
happened to me; IÕm not making this up. And IÕll bet it doesnÕt happen to
plumbers or medical doctors or secretaries or chimney sweeps or professional
badminton players or even pet detectives.
My
all-time favorite response, though, came at a dinner party for the parents of
the students at the shi-shi, private school my wife taught at in San Francisco.
The fathers were all gathered at the bar, so, naturally, I joined them there,
and we made pleasant small talk. I should point out that this was a very expensive school (Joe DiMaggioÕs
great-grandkids were students there, as were the children of many of the Bay
AreaÕs professional athletes and celebrities; my wife taught the daughter of our
congresswoman,), so need I note that these dads were not from my social stratum? But they didnÕt know this; they all
assumed that I was just another rich father of a student at the school.
Eventually,
though, they discovered that I was not one of them; I was, alas, just the
husband of one of Òthe help.Ó The lead dad, then, quickly asked me about my
background and what line of work I was in. So I told him and his rich dad posse
that IÕd grown up in rural Iowa and Nebraska; IÕd just finished my Ph.D.; and
was now a mathematics professor at a local college. The dads stared at me
incredulously. Firstly, I donÕt think theyÕd ever actually met anyone from Iowa or Nebraska.
They were, I suspect, surprised that I wasnÕt wearing overalls, and that I only
occasionally
used the words ÒreckonÓ and ÒfixinÕÓ. I have to confess, by the way, that I may have encouraged them a bit in
their confusions
in this regard by telling them that the two things I reckon I most enjoyed
about living in California were the indoor plumbing and not having to worry about Indian raids come harvest time.
But
secondly, and more importantly, I donÕt think theyÕd ever met a mathematics
professor before that moment. It really was such a scandal to them, that they
could only stare and gasp. Indian raids and no running water were more conceivable.
Eventually the lead dad politely broke the silence by saying, ÒWell, thatÕs a
nice thing to do while youÕre young, and still figuring out what you really want to do with your life.Ó His
posse nodded approvingly.
Okay,
the serious, but modest, point IÕve been leading up to with this ÒhumorÓ:
I know
of no other discipline about which otherwise intelligent and well-adjusted
people so freely and proudly express ignorance and disdain.
In fact,
itÕs hard to even imagine in most disciplines. ÒAh, reading. I never was any good at it; God, I hate books.Ó ÒEck, history, what good is it; who cares who our president is?Ó The most
cultured of the cognoscenti—folks who
would never dream
of expressing ignorance about art or music (ÒAh, Chopin; over-rated nocturne
writing hackÓ)—proudly confess their ignorance about
mathematics. Even physics, the discipline closest to mathematics in the
Ack!-factor, fares better than we do. Most folks, most bright folks at least, know something about relativity and quantum
mechanics; for heavenÕs sake, theyÕve at least heard the words. But who knows the Riemann
Hypothesis or the classification of the finite simple groups from mathematics?
Axtell, put your hand down.
The
bizarreness of mathematicians, as I trust I myself have amply demonstrated, surely doesnÕt
help. But I think thereÕs more to it than this. Firstly, I note that the
distance between the mathematics you study in high school and the mathematics
you study at college is probably greater (in fact, much greater) than is the analogous
distance in any other subject. Put another way: your experience in high school
mathematics classes gives you almost no indication whatsoever of what college mathematics
classes will be like; the disciplines hardly resemble each other.
And
secondly, the distance between college mathematics and mathematical research is
also very great, greater than in many disciplines, I think. For instance, many
of my colleagues in other departments here at Wabash give courses that are
related to their own research. This is almost inconceivable for most mathematicians. The gap
is just too great.
May I
echo an earlier point by saying, then, that there is a kind of loneliness in a
mathematical life. Again, itÕs hard for us to have even a basic conversation about our work with
nonmathematicians, a lonely feeling indeed. I used to take careful pains to try
to explain my profession on those rare occasions when people didnÕt flee from me upon hearing what I do
for a living. It didnÕt work. So now I usually just make stuff up: ÒMost days,Ó I
tell them, ÒI occupy myself by multiplying really big numbers together. By hand.Ó
Even
students, colleagues from other departments, and the folks who sign my
paychecks, have no idea what I do. I am on sabbatical this year. In the months leading up to
my sabbatical, when people on campus asked me what I intended to spend the year
doing, IÕd look at them with a bit of surprise and say, Òwell, my research, of
course.Ó And theyÕd look at me as if I were daft (or worse) and say, ÒResearch?
In mathematics? Come on, really, what are you going to be doing?Ó Now I find it easier
just to say, ÒWell, most days IÕm drunk by noon.Ó
In
preparation for the next section, I should say that were I given free reign to
talk about whatever I wished to in this talk, those of you who know me well
certainly know that I would talk about the liberal arts. Or maybe birding. Or
fly-fishing. Or Formula One auto racing. But as IÕve already mentioned, a
LaFollette lecturer has guidelines to follow, guidelines which I shall now mostly ignore as
I launch into a brief section, section five, on the liberal arts.
Section
five: The Liberal Arts.
First,
a sincere apology to those very many of you who have no doubt heard my musings
on the liberal arts before, and are rightly sick of them. So instead of
forcing you to listen to me, yet again, decry the ways in which the pursuit of
disciplinary expertise oftentimes gets in the way of the broad and expansive
aims of genuine liberal education let me, instead, use the words of another scholar, Anthony Kronman, in
this regard, as a nod toward local freshness.
ÒThose who teach in
our colleges and universities are nearly all graduates of Ph.D. programs, in
which they learn to measure success in higher education by the standards of the
research ideal. From the vantage point of that ideal, the question of lifeÕs
meaning—of what I should care about, and why—is too large, too
sprawling, too personal, to be a subject that any specialized scholar feels
comfortable tackling. The research ideal has squeezed this question from the
field of respectable topics.Ó
At
this point, some of you must be wondering what a mathematician might possibly have to say about any of this,
about the liberal arts, which is, I think a good indication of just how rare
genuine liberal education has become. You see, the quadrivium, those first
four liberal
arts of the ancients, were mostly mathematics: arithmetic, applied arithmetic (e.g.,
harmony), geometry, and applied geometry (e.g., astronomy). These were, of
course, appended in the Middle Ages by the trivium: rhetoric, grammar, and
logic. So of the seven traditional liberal arts, three to five of them,
depending on how you count, belong to mathematics.
Let me
also remind you that ÒmathematicsÓ itself is a Greek word—not surprisingly, given its
centrality in liberal education. It means something like Òthat which is
learnable.Ó To the Greeks, then, mathematics was the academic discipline in which you
could actually learn something; you just traded opinions in the others.
I say
that in a gleefully polemical tone because the Greeks didnÕt believe this, exactly. In fact, ÒThe GreeksÓ werenÕt a
single, unified voice agreeing on much of anything, contrary to the patronizing way
we in the academy so often think of them, and other older cultures. The
disagreements between Plato and Aristotle, for instance, make Webb v. Morillo
look like a love-fest. Sorry for that disturbing image.
Plato,
as opposed to ÒThe Greeks,Ó privileged mathematical education for many reasons,
but none more than this: he thought it the best propaduetic to philosophy. We
all know what was written on the arch above the entrance to his academy: ÒLet
no one ignorant of geometry enter here.Ó
ItÕs
like this at Wabash too, isnÕt it. You wonÕt be admitted here unless youÕve taken quite a
bit of mathematics in high school. And once youÕre here, youÕre required to
take a course or two in mathematics. Science and economics students are
required to take a few more.
Why do
you think that is, by the way? I guarantee you that unless you become an
engineer or a physicist (or something similar), you will never have to use trigonometry. Never. It will never happen that youÕre on, say, a
plane thatÕs lost its engines, and the pilot will come running through the
cabin in a panic screaming, ÒFor the love of God, does anyone know the sine of 30
degrees?Ó So why do we make you learn it?
Well, one reason is to train you in argument. And as childish (even
tyrannical) as devotion to argument often is (more on this later), properly wielded, it can
also be salutary, of course. Arguments (like jokes, by the way) can alert you to absurdity by focusing your attention on
the unsavory conclusions that can be drawn from faulty premises, premises that otherwise might seem irresistibly seductive. In fact, without
argument, one will only come to know these unsavory conclusions—and
hence, the infelicities of the premises that spawned them—the hard way, as they
say. Argument, then, can liberate you from the oppressive (and often painful) tyranny of
foolishness. This is one of the chief reasons that mathematical training in argument plays such a central role in liberal education.
Speaking
of both liberation and pilots, have you ever noticed, when youÕre taking off in
an airplane and you watch the horizon way off in the distance in all
directions, and receding further with each passing moment as the plane rises
higher and higher, how you suddenly feel, really feel, the vastness of the world, and
it hits you how utterly insignificant your tiny little part of it now seems? What felt like a complete universe down there, is just a tiny dot
from way up here in the plane, and getting tinier by the second, while at the
same time, the entire world is opening up before you. Oh captain, my captain.
The liberally educated person takes as his or her domain of inquiry (as opposed to the process of mere data acquisition) everything, from the smallest microscopic part of the physical world to the galaxies and stars beyond, to the largest part of the conceivable world,